Basic Profile Info

Education

  • New York Law School
    J.D. (1981) (Honors: Degree awarded cum laude)
  • City University of New York - Queens College
    B.A. (1978)

Experience

  • Securities Defense Attorney: Sallah Astarita & Cox, LLC (2013 - Current)
  • Managing Editor - Securities Law Home Page: SECLaw.com (1995 - Current)
  • Litigation Partner: Beam & Astarita, LLC (2000 - 2013)
  • Litigation Partner: Gusrae, Kaplan & Burno (1981 - 2000)

Associations

  • Financial Industry Regulatory Authority: Arbitrator (Current)
  • New York County Lawyers Association: Member (1984 - Current)
  • New York State Bar  # 1812270: Member (1982 - Current)
  • New Jersey State Bar: Member (1982 - Current)

Jurisdictions

  • New Jersey (Since 1982)
  • New York (Since 1982)
  • 2nd Circuit (Since 1985)
  • 3rd Circuit (Since 1987)
  • U.S. Supreme Court (Since 2008)
  • United States District Court for the District of New Jersey (Since 1983)
  • United States District Court for the Eastern District of New York (Since 1982)
  • United States District Court for the Northern District of New York (Since 1983)
  • United States District Court for the Southern District of New York (Since 1982)
  • United States District Court for the Western District of New York (Since 1983)
  • United States Tax Court (Since 1984)

Fees

  • Free Consultation
  • Credit Cards Accepted
  • Contingent Fees
  • Rates, Retainers and Additional Information Hourly and flat fee arrangements available, as well as varied forms of value billing and other non-traditional billing arrangements

Practice Areas

  • Securities Law
  • Stockbroker & Investment Fraud
  • Business Law: Business Contracts, Business Dissolution, Business Finance, Business Formation, Business Litigation, Mergers & Acquisitions, Partnership & Shareholder Disputes
  • Arbitration & Mediation: Business - Arbitration/Mediation, Consumer - Arbitration/Mediation, Family - Arbitration/Mediation

Languages

  • English

Contact Info

Sallah Astarita & Cox, LLC
11 Broadway
Suite 615
New York, NY 10004
US
Telephone: (212) 509-6544
Monday: Open 24 hours
Tuesday: Open 24 hours
Wednesday: Open 24 hours
Thursday: Open 24 hours
Friday: Open 24 hours
Saturday: Open 24 hours (Today)
Sunday: Closed
Notice: In office meetings by appointment. Open online 24 hours a day.

Sallah Astarita & Cox, LLC
25 Pompton Ave
Suite 101
Verona, NJ 07044
US
Telephone: (973) 559-5566
Monday: 9 AM - 6 PM
Tuesday: 9 AM - 6 PM
Wednesday: 9 AM - 6 PM
Thursday: 9 AM - 6 PM
Friday: 9 AM - 6 PM
Saturday: Closed (Today)
Sunday: Closed
Notice: Office meetings by appointment only.

Sallah Astarita & Cox, LLC
3010 North Military Trail
Boca Raton, FL 33431
US

Biography

Throughout my legal career, I have focused on advocating for individuals and entities involved in the stock market, such as investors, financial professionals, and companies, on a national scale. I provide legal representation in various matters concerning FINRA Examinations, SEC investigations, and enforcement proceedings. Additionally, I assist individual brokers from leading financial institutions in negotiating contracts, addressing employment termination issues, and navigating U-4 and U-5 matters. In unique cases that involve complex legal issues, I also represent investors. With appearances before arbitration panels and regulatory bodies in 24 states, I have shared my insights through legal columns in industry publications, appearances on CNBC, and speaking engagements at various firms and industry conferences. I am the founder and editor of The Securities Law Home Page (www.seclaw.com), The Securities Law Blog (seclaw.blogspot.com), and The Securities Law Letter, a monthly email newsletter.

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