Brent Adam Burns - Profile

Our law practice specializes in advocating for both individual and institutional investors in arbitrations and lawsuits centered on allegations of violating fiduciary responsibilities, breaching contracts, mismanagement, stock market fraud, unsuitability, unauthorized trading, negligence, and excessive trading. I also frequently provide legal counsel to professionals in the financial sector on matters concerning recruitment practices, including issues related to the Protocol for Broker Recruiting; non-solicitation, non-compete agreements, and other restrictive covenants; customer confidentiality and other regulatory concerns; recommended strategies for retaining clients during career transitions; negotiations involving Form U5 filings; addressing inquiries from FINRA; handling promissory notes; disputes over bonuses; disagreements within teams; obtaining temporary restraining orders (TROs); fast-tracking FINRA arbitrations; transferring licenses, and associated matters. I offer representation to brokers, traders, senior executives, and officers in disputes involving employment issues such as discrimination, unpaid bonuses, retirement benefits, severance packages, and provisions for competition in relation to unvested stock. I am eager to explore the details of your situation and provide legal guidance accordingly.